Category Archives: Corporate and Securities

Beneficial Ownership Information Reporting under the Corporate Transparency Act

Corporate and Securities, General

Beneficial Ownership Information Reporting under the Corporate Transparency Act Beginning January 1, 2024, the Corporate Transparency Act (CTA) requires many companies operating in the United States to report information to the federal government about individuals who create, own, or control the companies. Anyone who willfully fails to comply with the reporting requirements can be liable […]

Read More

Public Solicitation Under the JOBS Act: the SEC Giveth and the SEC Taketh Away

Corporate and Securities

The landscape for raising capital will soon change.  The Securities and Exchange Commission has published final rules that for the first time will allow companies to publicly solicit investors for certain unregistered securities offerings.  But the new rules require more stringent accredited investor verification standards as a condition of public solicitation.  In addition, the SEC […]

Read More